Filed September 26, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FOCUSED WEALTH MANAGEMENT2 years Service code 27 · EIN 27-2575734 | Advisory (Plan) | $105,788 |
THE VANGUARD GROUP, INC.4 years Service code 15 · EIN 23-1945930 | Recordkeeping | $30,650 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $86,745 | $66,124+31.2% | $90,404-4.0% | $73,488+18.0% |
| Participation rate | 98.8% | 69.7%+29.2pp | 72.7%+26.2pp | 70.7%+28.2pp |
| Annual return | 13.28% | 17.65%-4.4pp | 1293.02%-1279.7pp | 28.51%-15.2pp |
| Employer contribution / active EE | $3,167 | $2,346+35.0% | $3,262-2.9% | $2,270+39.5% |
| Participant deferral / active EE | $6,588 | $3,039+116.8% | $3,963+66.2% | $3,740+76.2% |
| Admin fee / account holder | $460 | $396+16.1% | $5,611-91.8% | $513-10.4% |