Filed September 26, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FOCUS WEALTH MANAGEMENT Service code 27 · EIN 27-2575734 | Advisory (Plan) | $101,557 |
THE VANGUARD GROUP, INC.2 years Service code 15 · EIN 23-1945930 | Recordkeeping | $16,540 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,420 | $44,873+34.6% | $79,464-24.0% | $56,287+7.3% |
| Participation rate | 99.5% | 68.7%+30.7pp | 73.3%+26.1pp | 69.9%+29.6pp |
| Annual return | -5.87% | 0.81%-6.7pp | 718.14%-724.0pp | -9.96%+4.1pp |
| Employer contribution / active EE | $1,906 | $2,140-10.9% | $2,800-31.9% | $2,111-9.7% |
| Participant deferral / active EE | $5,204 | $2,746+89.5% | $3,704+40.5% | $3,350+55.4% |
| Admin fee / account holder | $382 | $418-8.8% | $5,113-92.5% | $521-26.7% |