Filed September 26, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FOCUSED WEALTH MANAGEMENT4 years Service code 27 · EIN 27-2575734 | Advisory (Plan) | $84,321 |
THE VANGUARD GROUP, INC.6 years Service code 15 · EIN 23-1945930 | Recordkeeping | $48,492 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $92,235 | $51,197+80.2% | $82,719+11.5% | $66,914+37.8% |
| Participation rate | 97.7% | 67.8%+29.9pp | 72.6%+25.2pp | 69.8%+27.9pp |
| Annual return | -15.60% | -9.64%-6.0pp | 701.18%-716.8pp | 1.58%-17.2pp |
| Employer contribution / active EE | $3,400 | $2,611+30.2% | $3,009+13.0% | $2,544+33.6% |
| Participant deferral / active EE | $7,914 | $3,458+128.9% | $4,395+80.1% | $4,237+86.8% |
| Admin fee / account holder | $468 | $416+12.6% | $5,329-91.2% | $593-21.1% |