| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $625,323 |
SAGEVIEW ADVISORY GROUP, LLC3 years Service code 70 · EIN 33-0818667 | Consulting Fees | $60,000 |
Service code 50 3443 N. CAMPBELL AVENUE · TUCSON, AZ 85719 | Direct Payment | $19,000 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $133,842 | $106,994+25.1% | $135,998-1.6% | $96,393+38.8% |
| Participation rate | 92.1% | 72.5%+19.5pp | 81.9%+10.1pp | 71.3%+20.8pp |
| Annual return | 20.31% | 26.64%-6.3pp | 68.37%-48.1pp | 22.88%-2.6pp |
| Employer contribution / active EE | $3,509 | $3,391+3.5% | $4,860-27.8% | $3,239+8.4% |
| Participant deferral / active EE | $8,728 | $7,968+9.5% | $7,761+12.5% | $5,455+60.0% |
| Admin fee / account holder | $47 | $79-41.1% | $10,769-99.6% | $74-37.0% |