| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $531,596 |
SAGEVIEW ADVISORY GROUP, LLC2 years Service code 50 · EIN 33-0818667 | Direct Payment | $100,000 |
Service code 50 3443 N. CAMPBELL AVENUE · TUCSON, AZ 85719 | Direct Payment | $18,500 |
Filed as: CARR RIGGS & INCGRAM CPAS AND ADVIS Service code 50 · EIN 72-1396621 | Direct Payment | $15,601 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $118,742 | $90,672+31.0% | $125,401-5.3% | $89,433+32.8% |
| Participation rate | 90.3% | 72.3%+18.0pp | 82.4%+7.9pp | 71.3%+19.0pp |
| Annual return | -7.74% | -6.42%-1.3pp | 572.53%-580.3pp | -11.88%+4.1pp |
| Employer contribution / active EE | $3,203 | $3,032+5.7% | $4,816-33.5% | $3,021+6.0% |
| Participant deferral / active EE | $8,018 | $7,210+11.2% | $7,448+7.6% | $5,125+56.5% |
| Admin fee / account holder | $47 | $69-32.0% | $10,008-99.5% | $79-40.9% |