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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $531,596 |
SAGEVIEW ADVISORY GROUP, LLC2 years Service code 50 · EIN 33-0818667 | Direct Payment | $100,000 |
Service code 50 3443 N. CAMPBELL AVENUE · TUCSON, AZ 85719 | Direct Payment | $18,500 |
Filed as: CARR RIGGS & INCGRAM CPAS AND ADVIS Service code 50 · EIN 72-1396621 | Direct Payment | $15,601 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $118,742 | $90,195+31.7% | $125,363-5.3% | $89,394+32.8% |
| Participation rate | 90.3% | 72.4%+17.8pp | 82.4%+7.9pp | 71.3%+19.0pp |
| Annual return | -7.74% | -6.51%-1.2pp | 572.15%-579.9pp | -11.89%+4.2pp |
| Employer contribution / active EE | $3,203 | $3,043+5.3% | $4,815-33.5% | $3,022+6.0% |
| Participant deferral / active EE | $8,018 | $7,170+11.8% | $7,447+7.7% | $5,123+56.5% |
| Admin fee / account holder | $47 | $69-32.3% | $10,005-99.5% | $79-40.9% |