| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $564,943 |
SAGEVIEW ADVISORY GROUP, LLC2+ years Filed as: MJM 401K, LLC Service code 70 · EIN 86-0882983 | Consulting Fees | $80,000 |
KEEGAN, LINSCOTT & KENON, PC2+ years Service code 50 · EIN 86-0750225 | Direct Payment | $33,979 |
ALVAREZ & MARSAL TAXAND, LLC2+ years Service code 50 · EIN 20-1157630 | Direct Payment | $11,608 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $131,577 | $95,048+38.4% | $141,200-6.8% | $82,204+60.1% |
| Participation rate | 81.4% | 73.7%+7.7pp | 82.5%-1.1pp | 73.4%+8.0pp |
| Annual return | 25.16% | 26.89%-1.7pp | 71.41%-46.2pp | 26.31%-1.1pp |
| Employer contribution / active EE | $2,988 | $2,921+2.3% | $4,736-36.9% | $2,707+10.4% |
| Participant deferral / active EE | $7,461 | $5,907+26.3% | $6,710+11.2% | $4,246+75.7% |
| Admin fee / account holder | $66 | $78-14.7% | $10,265-99.4% | $76-12.4% |