| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $564,959 |
SAGEVIEW ADVISORY GROUP, LLC3+ years Filed as: MJM 401K, LLC Service code 70 · EIN 86-0882983 | Consulting Fees | $80,000 |
Service code 10 3443 N. CAMPBELL AVENUE · TUCSON, AZ 85719 | Accounting | $16,800 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $151,830 | $108,759+39.6% | $149,751+1.4% | $93,223+62.9% |
| Participation rate | 85.3% | 70.7%+14.6pp | 82.5%+2.9pp | 74.9%+10.4pp |
| Annual return | 17.37% | 19.53%-2.2pp | 276.71%-259.3pp | 19.29%-1.9pp |
| Employer contribution / active EE | $3,185 | $2,777+14.7% | $4,646-31.4% | $2,680+18.9% |
| Participant deferral / active EE | $7,873 | $6,149+28.0% | $6,843+15.0% | $4,563+72.5% |
| Admin fee / account holder | $61 | $81-24.1% | $9,312-99.3% | $79-22.6% |