Filed September 17, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $9,750 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $413,213 | $122,693+236.8% | $184,203+124.3% | $199,593+107.0% |
| Participation rate | 98.3% | 86.8%+11.5pp | 86.8%+11.5pp | 72.0%+26.3pp |
| Annual return | 17.19% | 143.91%-126.7pp | 28.81%-11.6pp | 34.25%-17.1pp |
| Employer contribution / active EE | $18,269 | $4,584+298.5% | $6,427+184.2% | $3,034+502.1% |
| Participant deferral / active EE | $16,417 | $7,990+105.5% | $9,131+79.8% | $5,087+222.7% |
| Admin fee / account holder | $3 | $121-97.5% | $13,901-100.0% | $269-98.9% |