Filed September 17, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $7,950 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $360,091 | $110,699+225.3% | $177,821+102.5% | $90,288+298.8% |
| Participation rate | 98.9% | 88.3%+10.6pp | 87.7%+11.2pp | 73.4%+25.6pp |
| Annual return | 19.76% | 22.79%-3.0pp | 48.32%-28.6pp | 53.97%-34.2pp |
| Employer contribution / active EE | $15,646 | $4,118+279.9% | $5,918+164.4% | $2,524+519.9% |
| Participant deferral / active EE | $13,257 | $6,731+96.9% | $7,714+71.9% | $4,232+213.2% |
| Admin fee / account holder | $9 | $90-90.4% | $12,427-99.9% | $114-92.4% |