Filed September 17, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $9,800 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $300,159 | $95,776+213.4% | $162,163+85.1% | $77,787+285.9% |
| Participation rate | 95.5% | 88.6%+6.8pp | 87.6%+7.9pp | 73.2%+22.3pp |
| Annual return | 22.83% | 37.03%-14.2pp | 115.59%-92.8pp | 32.57%-9.7pp |
| Employer contribution / active EE | $14,991 | $3,874+287.0% | $5,614+167.0% | $2,504+498.6% |
| Participant deferral / active EE | $12,604 | $6,125+105.8% | $7,298+72.7% | $3,967+217.7% |
| Admin fee / account holder | $38 | $88-56.5% | $10,843-99.6% | $100-61.9% |