Filed September 17, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
AON CONSULTING1+ years Filed as: AON HEWITT INVESTMENT Service code 70 · EIN 36-3109431 | Consulting Fees | $139,670 |
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $17,394 |
SEYFARTH SHAW LLP1+ years Service code 70 · EIN 36-2152202 | Consulting Fees | $5,962 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $207,676 | $75,760+174.1% | $123,104+68.7% | $59,188+250.9% |
| Participation rate | 68.2% | 86.0%-17.8pp | 86.8%-18.6pp | 69.4%-1.2pp |
| Annual return | -0.83% | 2.93%-3.8pp | 13.22%-14.0pp | 5.51%-6.3pp |
| Employer contribution / active EE | $9,535 | $3,415+179.2% | $5,151+85.1% | $2,098+354.5% |
| Participant deferral / active EE | $8,219 | $5,000+64.4% | $6,230+31.9% | $3,265+151.8% |
| Admin fee / account holder | $138 | $61+127.3% | $9,015-98.5% | $92+49.7% |