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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $32,571 |
ADP BROKER-DEALER5+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $30,965 |
Filed as: SANSIVERI, KIMBALL & CO., L.L.P Service code 15 · EIN 05-0255779 | Recordkeeping | $6,800 |
ADP BROKER-DEALER5+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,270 | $65,378-9.3% | $87,103-32.0% | $65,186-9.1% |
| Participation rate | 98.2% | 75.3%+22.8pp | 76.9%+21.3pp | 70.2%+28.0pp |
| Annual return | 23.46% | 31.28%-7.8pp | 28.19%-4.7pp | 29.39%-5.9pp |
| Employer contribution / active EE | $1,819 | $1,823-0.2% | $2,521-27.9% | $2,177-16.4% |
| Participant deferral / active EE | $4,555 | $3,389+34.4% | $4,049+12.5% | $3,514+29.6% |
| Admin fee / account holder | $234 | $520-55.0% | $7,491-96.9% | $847-72.4% |