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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $30,157 |
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $6,279 |
ADP BROKER-DEALER3+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,062 | $69,305-35.0% | $82,312-45.3% | $69,631-35.3% |
| Participation rate | 96.9% | 80.3%+16.6pp | 76.9%+20.0pp | 70.7%+26.2pp |
| Annual return | 18.02% | 21.47%-3.5pp | 25.88%-7.9pp | 27571.02%-27553.0pp |
| Employer contribution / active EE | $1,160 | $1,887-38.5% | $2,428-52.2% | $2,032-42.9% |
| Participant deferral / active EE | $3,541 | $3,568-0.8% | $3,706-4.5% | $3,224+9.8% |
| Admin fee / account holder | $101 | $97+4.4% | $5,608-98.2% | $110-8.1% |