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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $28,651 |
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $7,860 |
ADP BROKER-DEALER2+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,592 | $63,905-45.9% | $74,184-53.4% | $57,658-40.0% |
| Participation rate | 96.1% | 79.8%+16.4pp | 76.6%+19.5pp | 70.2%+25.9pp |
| Annual return | 7.63% | 60.60%-53.0pp | 17.74%-10.1pp | 5.13%+2.5pp |
| Employer contribution / active EE | $1,542 | $1,840-16.2% | $2,370-35.0% | $1,974-21.9% |
| Participant deferral / active EE | $3,558 | $3,448+3.2% | $3,550+0.2% | $3,061+16.2% |
| Admin fee / account holder | $90 | $91-1.5% | $5,586-98.4% | $95-5.1% |