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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $29,920 |
ADP BROKER-DEALER1+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $8,488 |
ADP BROKER-DEALER1+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,615 | $72,770-57.9% | $67,652-54.7% | $55,191-44.5% |
| Participation rate | 96.2% | 78.8%+17.4pp | 75.7%+20.6pp | 69.2%+27.1pp |
| Annual return | -0.55% | -3.26%+2.7pp | 6625.40%-6625.9pp | 10.78%-11.3pp |
| Employer contribution / active EE | $1,278 | $1,769-27.8% | $2,266-43.6% | $1,899-32.7% |
| Participant deferral / active EE | $2,966 | $3,408-13.0% | $3,560-16.7% | $3,046-2.7% |
| Admin fee / account holder | $89 | $79+12.8% | $4,821-98.2% | $91-2.1% |