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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Service code 55 · EIN 13-2638166 | Other Commissions | $29,525 |
WITHUMSMITH+BROWN, PC1 year Filed as: WITHUM SMITH & BROWN Service code 10 · EIN 22-2027092 | Accounting | $20,500 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,525 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,946 | $80,753+1.5% | $136,298-39.9% | $62,293+31.5% |
| Participation rate | 90.8% | 73.5%+17.3pp | 81.9%+8.9pp | 69.5%+21.3pp |
| Annual return | 16.55% | 35.83%-19.3pp | 5156.27%-5139.7pp | 28.90%-12.3pp |
| Employer contribution / active EE | $0 | $2,884-100.0% | $4,696-100.0% | $2,042-100.0% |
| Participant deferral / active EE | $5,968 | $5,164+15.6% | $6,247-4.5% | $3,169+88.3% |
| Admin fee / account holder | $117 | $525-77.8% | $9,244-98.7% | $479-75.7% |