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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Service code 55 · EIN 13-2638166 | Other Commissions | $26,476 |
Service code 37 · EIN 04-2647786 | Loan Processing | $875 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,273 | $70,002-2.5% | $115,038-40.7% | $52,331+30.5% |
| Participation rate | 84.0% | 72.1%+11.9pp | 81.4%+2.7pp | 68.1%+15.9pp |
| Annual return | -0.53% | 4.04%-4.6pp | 26.14%-26.7pp | 4.54%-5.1pp |
| Employer contribution / active EE | $5,682 | $2,715+109.3% | $4,608+23.3% | $1,882+202.0% |
| Participant deferral / active EE | $5,317 | $4,920+8.1% | $6,026-11.8% | $3,022+75.9% |
| Admin fee / account holder | $5 | $566-99.2% | $8,175-99.9% | $592-99.2% |