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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Service code 55 · EIN 13-2638166 | Other Commissions | $28,963 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,000 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,814 | $75,183-7.1% | $123,894-43.7% | $55,167+26.6% |
| Participation rate | 99.4% | 72.8%+26.5pp | 81.4%+18.0pp | 69.0%+30.4pp |
| Annual return | 9.53% | 19.01%-9.5pp | 47.52%-38.0pp | 169.23%-159.7pp |
| Employer contribution / active EE | $2,633 | $2,823-6.7% | $4,617-43.0% | $1,963+34.2% |
| Participant deferral / active EE | $5,816 | $5,084+14.4% | $5,984-2.8% | $3,054+90.4% |
| Admin fee / account holder | $5 | $663-99.3% | $8,357-99.9% | $504-99.0% |