Filed October 4, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
WILLIS TOWERS WATSON US LLC1+ years Filed as: TOWERS WATSON INVESTMENT SERVICES Service code 16 · EIN 52-1868818 | Consulting | $738,952 |
Service code 15 · EIN 84-0467907 | Recordkeeping | $569,004 |
LOGAN CIRCLE PARTNERS, LP1+ years Service code 51 · EIN 20-8262386 | Investment Mgmt Fees | $167,075 |
BLACKROCK1+ years Filed as: BLACKROCK INSTITUTIONAL TRUST CO Service code 21 · EIN 94-3112180 | Bank Trustee | $146,957 |
CONDUENT HR CONSULTING, LLC1+ years Filed as: CONDUENT HR CONSULTING Service code 11 · EIN 13-3954297 | Actuarial | $111,610 |
INDEPENDENT FINANCIAL PARTNERS1+ years Filed as: STONE HARBOR INVESTMENT PARTNERS LP Service code 51 · EIN 20-3888589 | Investment Mgmt Fees | $81,945 |
WILLIS TOWERS WATSON US LLC1+ years Service code 51 · EIN 53-0181291 | Investment Mgmt Fees | $55,536 |
Service code 51 · EIN 20-3515052 | Investment Mgmt Fees | $44,459 |
MARCUM LLP1+ years Service code 10 · EIN 11-1986323 | Accounting | $36,000 |
HARTER SECREST & EMERY LLP1+ years Filed as: HARTER, SECREST & EMERY Service code 29 · EIN 16-0766172 | Legal | $24,583 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $93,701 | $341,093,897-100.0% | $248,520-62.3% | $341,093,897-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 35.1%-35.1pp | 0.0%0pp |
| Annual return | 15.51% | 21.83%-6.3pp | 239.57%-224.1pp | 21.83%-6.3pp |
| Employer contribution / active EE | $0 | $12,237-100.0% | $43,837-100.0% | $12,237-100.0% |
| Participant deferral / active EE | $0 | $987-100.0% | $575-100.0% | $987-100.0% |
| Admin fee / account holder | $1,263 | $1,551,325-99.9% | $36,083-96.5% | $1,551,325-99.9% |