Filed October 4, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES10+ years Service code 27 · EIN 77-0473565 | Advisory (Plan) | $2,349,175 |
Service code 37 · EIN 04-2647786 | Loan Processing | $582,244 |
STATE STREET GLOBAL ADVISORS6 years Service code 16 · EIN 81-4017137 | Consulting | $100,000 |
AON CONSULTING2 years Filed as: AON INVESTMENTS Service code 16 · EIN 36-3109431 | Consulting | $85,500 |
HARTER SECREST & EMERY LLP2 years Service code 16 · EIN 16-0766172 | Consulting | $29,666 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $201,248 | $167,668+20.0% | $100,415+100.4% | $106,553+88.9% |
| Participation rate | 86.0% | 87.6%-1.6pp | 81.5%+4.5pp | 69.8%+16.2pp |
| Annual return | 13.60% | 18.33%-4.7pp | 49.47%-35.9pp | 17.37%-3.8pp |
| Employer contribution / active EE | $8,822 | $4,908+79.7% | $3,943+123.7% | $3,359+162.7% |
| Participant deferral / active EE | $12,594 | $11,427+10.2% | $8,091+55.7% | $5,562+126.4% |
| Admin fee / account holder | $231 | $94+146.0% | $7,906-97.1% | $80+189.8% |