FINANCIAL ENGINES
40 known aliases resolved via the canonical alias map
Market position · 2024
Plans served196+24 YoYRank #120 of mapped providers
Assets under administration$569.0B0.6%Market share · rank #23
Fees received$126MMedian $125,577/planSum across Schedule C direct + indirect
Net wins YoY+2236 won · 14 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical FINANCIAL ENGINES plan look like?
Service mix · median fees per plan
Count of plans where FINANCIAL ENGINES ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan)Code 27 | 95 | $255,605 | |
Investment management; Investment advisory (participants); Direct payment from the planCode 26 | 72 | $50,934 | |
Recordkeeping and information management (computing, tabulating, data processing, etc.); Investment management; Contract Administrator; Investment advisory (plan)Code 13 | 17 | $78,972 | |
Investment management; Direct payment from the planCode 28 | 10 | $440,102 | |
Consulting (general); Direct payment from the planCode 16 | 2 | $1,661,776 | |
Investment advisory (plan); Plan Administrator; Direct payment from the planCode 14 | 1 | $851,742 | |
Investment management fees paid directly by planCode 51 | 1 | $51,967 | |
Recordkeeping feesCode 64 | 1 | $32,505 |
Competitor overlap
Percent of FINANCIAL ENGINES's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under FINANCIAL ENGINES.
| Sponsor | From | Assets |
|---|---|---|
APPLE INC.CA · 942404110-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $24.7B |
SOUTHERN CALIFORNIA EDISON COMPANYCA · 951240335-002 | LMCG INVESTMENTS LLC | $6.4B |
CHS/COMMUNITY HEALTH SYSTEMS, INCTN · 760137985-004 | PRINCIPAL LIFE INSURANCE COMPANY | $4.8B |
NOVANT HEALTH, INC.NC · 561376950-003 | FIDELITY INVESTMENTS INSTITUTIONAL | $2.5B |
OPEN TEXT, INC.CA · 460525483-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $1.9B |
AMERITEAM SERVICES, LLCTN · 472129748-002 | SUNTRUST BANKS, INC. | $1.8B |
NOVANT HEALTH, INC.NC · 561376950-002 | FIDELITY INVESTMENTS INSTITUTIONAL | $1.7B |
BD OF TRUSTEES SEIU AFFILIATES OFFICERS AND EMPLOYEES PENSION PLANDC · 520812348-001 | CONGRESS ASSET MANAGEMENT | $1.6B |
AUTO CLUB INSURANCE ASSOCIATIONMI · 380477270-335 | THE VANGUARD GROUP, INC. | $1.2B |
MULTICARE HEALTH SYSTEMWA · 911352172-003 | CHANEY CAPITAL MANAGEMENT | $1.2B |
Plans lost in 2024
Appeared last year under FINANCIAL ENGINES; not this year.
| Sponsor | To | Assets |
|---|---|---|
LAND O' LAKES, INC.MN · 410365145-017 | STRATEGIC ADVISORS, INC. | $2.0B |
PACTIV EVERGREEN SERVICES INC.IL · 270147082-004 | FIDELITY INVESTMENTS INSTITUTIONAL | $981M |
CHICAGO MERCANTILE EXCHANGE, INC.IL · 364340266-002 | WILLIS TOWERS WATSON US LLC | $932M |
BREAD FINANCIAL PAYMENTS, INC.OH · 133163498-001 | T ROWE PRICE RPS INC | $824M |
EVERGREEN PACKAGING LLCIL · 208042663-007 | FIDELITY INVESTMENTS INSTITUTIONAL | $362M |
HUBBELL INCORPORATEDCT · 060397030-061 | PKF OCONNOR DAVIES | $56M |
INSULATORS LOCAL NO 27MO · 430337343-001 | (new plan) | $54M |
HEAT & FROST INSULATORS LOCAL 27MO · 430337343-002 | (new plan) | $28M |
STATELINE COOPERATIVEIA · 421023410-030 | MORNINGSTAR | $20M |
NORTHERN COUNTRY COOPERATIVEIA · 420539815-030 | DST ASSET MANAGER SOLUTIONS, INC. | $14M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
INTERNATIONAL BUSINESS MACHINES CORPORATIONNY · 130871985-005 | $60.4B | 149,818 | $164,003 | 10y | - |
AT&T INC.TX · 431301883-009 | $43.1B | 192,505 | $10M | 10y | - |
ORACLE CORPORATIONCA · 542185193-001 | $31.0B | 101,985 | $2M | 2y | 1 |
APPLE INC.CA · 942404110-001 | $24.7B | 145,428 | $2M | 2y | 1 |
CISCO SYSTEMS,INC.CA · 770059951-001 | $22.7B | 72,556 | $4M | 9y | 1 |
COMCAST CORPORATIONPA · 270000798-001 | $19.7B | 124,285 | $5M | 10y | - |
DELTA AIR LINES, INC.GA · 580218548-004 | $19.0B | 112,027 | $9M | 10y | 1 |
UNITED AIRLINES, INC.IL · 742099724-202 | $16.8B | 20,168 | $62,057 | 7y | 1 |
AMERICAN AIRLINES, INC. - RETIREMENTTX · 131502798-013 | $16.2B | 114,149 | $6M | 10y | 1 |
DELTA AIR LINES, INC.GA · 580218548-014 | $15.9B | 17,776 | $3M | 10y | 1 |
Flag exposure
85.7%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (40)
Raw Schedule C names collapsed into FINANCIAL ENGINES.
- DBA EDELMAN FINANCIAL SERVICES LLC
- EDELEMAN FINANCIAL ENGINES LLC
- EDELMAN CONSULTING LLC
- EDELMAN FIANCIAL SERVICES, LLC
- EDELMAN FIN'L SVCS
- EDELMAN FINACIAL SERVICES, LLC
- EDELMAN FINANCIAL
- EDELMAN FINANCIAL ENGINE
- EDELMAN FINANCIAL ENGINES
- EDELMAN FINANCIAL ENGINES ADV LLC
- EDELMAN FINANCIAL ENGINES INC.
- EDELMAN FINANCIAL ENGINES LLC
- EDELMAN FINANCIAL ENGINES, INC
- EDELMAN FINANCIAL ENGINES, INC.
- EDELMAN FINANCIAL ENGINES, LLC
- EDELMAN FINANCIAL ENGINES,INC
- EDELMAN FINANCIAL HOLDINGS III
- EDELMAN FINANCIAL SERVICES, LLC
- EDELMAN FINANICAL ENGINES, LLC
- EDEMAN FINANCIAL ENGINES, LLC
- EDLEMAN FINANCIAL ENGINES, LLC
- ENDELMAN FINANCIAL
- FINANACIAL ENGINES
- FINANCIAL ENGINES
- FINANCIAL ENGINES ADVISORS
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for FINANCIAL ENGINES's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 0.51% | 7.76% | -7.25 pp |
| Fidelity bond gap | 3 | 1.53% | 26.94% | -25.41 pp |
| Late contributions | 41 | 20.92% | 1.71% | +19.21 pp |
| Failed to provide benefit | 20 | 10.20% | 0.14% | +10.07 pp |
| Corrective distributions | 83 | 42.35% | 1.76% | +40.59 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with FINANCIAL ENGINES. Compare to the incumbent market share (0.3%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.3 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).