Filed October 6, 2016
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| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC8 years Filed as: CAPFINANCIAL SECURITIES LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $198,355 |
STRATEGIC ADVISORS, INC.5 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $122,214 |
BAKER TILLY US, LLP2 years Filed as: BAKER TILLY US,LLP Service code 10 · EIN 39-0859910 1 HIGHWOOD DRIVE · TEWKSBURY, MA 01876 | Accounting | $37,000 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$854,483 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $101,526 | $118,464-14.3% | $96,564+5.1% | $103,657-2.1% |
| Participation rate | 98.0% | 89.0%+9.0pp | 76.0%+22.0pp | 73.4%+24.6pp |
| Annual return | 20.56% | 18.79%+1.8pp | 25.89%-5.3pp | 33.13%-12.6pp |
| Employer contribution / active EE | $4,969 | $4,210+18.0% | $2,967+67.5% | $3,216+54.5% |
| Participant deferral / active EE | $9,399 | $7,277+29.2% | $4,852+93.7% | $5,218+80.1% |
| Admin fee / account holder | -$78 | $81-196.0% | $8,256-100.9% | $114-168.2% |