Filed October 6, 2016
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| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC3+ years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 26 · EIN 26-0058143 | Advisory (Participants) | $111,639 |
Service code 37 · EIN 04-2647786 | Loan Processing | $14,289 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,018 | $88,730-26.7% | $82,312-21.0% | $77,958-16.6% |
| Participation rate | 90.6% | 84.5%+6.0pp | 76.9%+13.7pp | 71.6%+18.9pp |
| Annual return | 22.31% | 20.88%+1.4pp | 25.88%-3.6pp | 20.87%+1.4pp |
| Employer contribution / active EE | $1,905 | $2,758-30.9% | $2,428-21.5% | $2,310-17.5% |
| Participant deferral / active EE | $6,916 | $4,634+49.2% | $3,706+86.6% | $3,537+95.5% |
| Admin fee / account holder | $32 | $74-57.1% | $5,608-99.4% | $97-67.4% |