Filed October 6, 2016
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CAPFINANCIAL SECURITIES LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $79,366 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$63,566 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,337 | $80,211-36.0% | $74,184-30.8% | $63,975-19.8% |
| Participation rate | 87.6% | 84.2%+3.4pp | 76.6%+10.9pp | 71.1%+16.4pp |
| Annual return | 11.69% | 14.13%-2.4pp | 17.74%-6.0pp | 48.65%-37.0pp |
| Employer contribution / active EE | $1,708 | $2,553-33.1% | $2,370-27.9% | $2,182-21.7% |
| Participant deferral / active EE | $5,991 | $4,370+37.1% | $3,550+68.8% | $3,356+78.5% |
| Admin fee / account holder | $2 | $67-96.5% | $5,586-100.0% | $70-96.6% |