Filed October 6, 2016
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| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC4+ years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 26 · EIN 26-0058143 | Advisory (Participants) | $85,137 |
CAPFINANCIAL PARTNERS LLC3 years Filed as: CAPFINANCIAL SECURITIES LLC Service code 26 · EIN 26-0058143 | Advisory (Participants) | $28,725 |
Service code 37 · EIN 04-2647786 | Loan Processing | $17,901 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,893 | $78,852-27.8% | $76,768-25.9% | $75,289-24.4% |
| Participation rate | 98.0% | 85.0%+13.0pp | 77.0%+21.0pp | 72.4%+25.6pp |
| Annual return | -5.50% | -1.29%-4.2pp | 2.43%-7.9pp | -0.04%-5.5pp |
| Employer contribution / active EE | $2,025 | $2,794-27.5% | $2,485-18.5% | $2,405-15.8% |
| Participant deferral / active EE | $7,291 | $4,800+51.9% | $3,852+89.3% | $3,739+95.0% |
| Admin fee / account holder | $29 | $79-63.4% | $6,676-99.6% | $102-71.7% |