Filed October 9, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: CAPFINANCIAL PARTNERS Service code 27 · EIN 26-0058143 | Advisory (Plan) | $81,250 |
Service code 12 · EIN 13-3689044 | Investment management; Sales loads (f... | $69,232 |
BDO USA, LLP1 year Service code 10 · EIN 13-5381590 | Accounting | $24,840 |
CHARLES SCHWAB & CO., INC.9+ years Filed as: CHARLES SCHWAB & CO INC Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $6,100 |
CHARLES SCHWAB & CO., INC.9+ years Service code 33 | Securities brokerage commissions and ... | $0 |
MID ATLANTIC CAPITAL CORPORATION9+ years Service code 33 · EIN 25-1409681 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,290 | $50,127+38.2% | $149,673-53.7% | $80,160-13.6% |
| Participation rate | 53.6% | 64.3%-10.7pp | 78.8%-25.2pp | 72.9%-19.3pp |
| Annual return | 15.16% | 29.82%-14.7pp | 134.42%-119.3pp | 40.38%-25.2pp |
| Employer contribution / active EE | $1,273 | $1,865-31.7% | $4,818-73.6% | $2,978-57.3% |
| Participant deferral / active EE | $3,374 | $3,194+5.6% | $5,680-40.6% | $5,017-32.8% |
| Admin fee / account holder | $82 | $153-46.5% | $13,210-99.4% | $145-43.6% |