Filed October 9, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $136,288 |
CAMMACK LARHETTE ADVISORS4+ years Service code 16 · EIN 20-4668732 | Consulting | $65,000 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO INC Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $200 |
MID ATLANTIC CAPITAL CORPORATION4+ years Service code 33 · EIN 25-1409681 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,191 | $45,382+23.8% | $154,107-63.5% | $75,289-25.4% |
| Participation rate | 53.1% | 65.9%-12.8pp | 83.0%-30.0pp | 72.4%-19.3pp |
| Annual return | 2.64% | -0.47%+3.1pp | 735.12%-732.5pp | -0.04%+2.7pp |
| Employer contribution / active EE | $548 | $1,533-64.3% | $5,298-89.7% | $2,405-77.2% |
| Participant deferral / active EE | $2,802 | $2,384+17.5% | $5,081-44.8% | $3,739-25.1% |
| Admin fee / account holder | $192 | $89+114.6% | $13,411-98.6% | $102+87.4% |