Filed October 9, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $95,222 |
CAMMACK LARHETTE ADVISORS3+ years Service code 16 · EIN 20-4668732 | Consulting | $65,000 |
HEYWOOD HOSPITAL1 year Service code 10 · EIN 13-5381590 | Accounting | $18,757 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO INC Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $1,937 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 | Securities brokerage; Securities brok... | $0 |
MID ATLANTIC CAPITAL CORPORATION3+ years Service code 33 · EIN 25-1409681 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,280 | $44,989+29.5% | $170,442-65.8% | $77,958-25.2% |
| Participation rate | 56.3% | 64.6%-8.3pp | 83.6%-27.3pp | 71.6%-15.4pp |
| Annual return | 14.97% | 19.61%-4.6pp | 205.93%-191.0pp | 20.87%-5.9pp |
| Employer contribution / active EE | $530 | $1,466-63.8% | $5,433-90.2% | $2,310-77.0% |
| Participant deferral / active EE | $2,692 | $2,208+22.0% | $4,939-45.5% | $3,537-23.9% |
| Admin fee / account holder | $180 | $69+161.3% | $13,880-98.7% | $97+85.0% |