Filed October 9, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Recordkee... | $172,115 |
CAMMACK LARHETTE ADVISORS7+ years Service code 27 · EIN 20-4668732 | Advisory (Plan) | $65,315 |
CHARLES SCHWAB & CO., INC.7+ years Filed as: CHARLES SCHWAB & CO INC Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $4,882 |
CHARLES SCHWAB & CO., INC.7+ years Service code 33 | Securities brokerage; Securities brok... | $0 |
MID ATLANTIC CAPITAL CORPORATION7+ years Service code 33 · EIN 25-1409681 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,638 | $67,512+13.5% | $185,823-58.8% | $93,030-17.6% |
| Participation rate | 52.4% | 67.1%-14.7pp | 81.7%-29.3pp | 73.9%-21.5pp |
| Annual return | 12.47% | 21.04%-8.6pp | 122.05%-109.6pp | 158.70%-146.2pp |
| Employer contribution / active EE | $1,040 | $1,783-41.7% | $5,167-79.9% | $2,706-61.6% |
| Participant deferral / active EE | $3,004 | $3,035-1.0% | $5,568-46.0% | $4,562-34.2% |
| Admin fee / account holder | $220 | $318-30.6% | $16,237-98.6% | $152+45.3% |