Filed March 13, 2025
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6+ years Service code 27 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Advisory (Plan) | $21,435 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $16,832 |
NOVA 401(K) ASSOCIATES3 years Service code 13 10777 NORTHWEST FREEWAY STE 440 · HOUSTON, TX 77092 | Contract Administrator | $8,573 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,255 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $9,337 | $56,485-83.5% | $185,823-95.0% | $86,799-89.2% |
| Participation rate | 90.5% | 65.5%+25.0pp | 81.7%+8.8pp | 72.3%+18.2pp |
| Annual return | 17.44% | 118.04%-100.6pp | 122.05%-104.6pp | 97.91%-80.5pp |
| Employer contribution / active EE | $274 | $1,843-85.1% | $5,167-94.7% | $2,405-88.6% |
| Participant deferral / active EE | $1,056 | $2,553-58.6% | $5,568-81.0% | $4,131-74.4% |
| Admin fee / account holder | $84 | $150-44.0% | $16,237-99.5% | $170-50.6% |