Filed March 13, 2025
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 84-0467907 | Recordkeeping Fees | $24,624 |
Filed as: UBS FINANCIAL SVCS INS AGCY Service code 55 | Other Commissions | $12,851 |
UBS FINANCIAL SERVICES INC3+ years Service code 55 · EIN 51-0120742 1000 HARBOR BLVD 8TH FLOOR · WEEHAWKEN, NJ 07087 | Other Commissions | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $4,584 | $37,196-87.7% | $154,107-97.0% | $55,725-91.8% |
| Participation rate | 77.5% | 64.1%+13.4pp | 83.0%-5.5pp | 70.9%+6.7pp |
| Annual return | -6.08% | 1319.68%-1325.8pp | 735.12%-741.2pp | 244.93%-251.0pp |
| Employer contribution / active EE | $221 | $1,614-86.3% | $5,298-95.8% | $2,078-89.4% |
| Participant deferral / active EE | $801 | $2,068-61.3% | $5,081-84.2% | $3,356-76.1% |
| Admin fee / account holder | $42 | $102-58.2% | $13,411-99.7% | $115-63.1% |