Filed March 13, 2025
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4+ years Service code 27 · EIN 51-0120742 315 DEADERICK ST · NASHVILLE, TN 37238 | Advisory (Plan) | $14,143 |
Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $11,793 |
NOVA 401(K) ASSOCIATES1 year Service code 13 · EIN 20-1181458 | Contract Administrator | $5,654 |
Filed as: ADVISED ASSETS GROUP Service code 23 | Insurance services | $239 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $8,324 | $62,928-86.8% | $172,739-95.2% | $67,579-87.7% |
| Participation rate | 80.9% | 64.5%+16.4pp | 82.6%-1.8pp | 71.3%+9.6pp |
| Annual return | 24.06% | 30.36%-6.3pp | 802.84%-778.8pp | 378.56%-354.5pp |
| Employer contribution / active EE | $228 | $1,636-86.1% | $5,143-95.6% | $2,148-89.4% |
| Participant deferral / active EE | $932 | $2,145-56.6% | $5,198-82.1% | $3,539-73.7% |
| Admin fee / account holder | $71 | $167-57.7% | $13,954-99.5% | $142-50.4% |