Filed March 13, 2025
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5+ years Service code 27 · EIN 51-0120742 315 DEADERICK ST · NASHVILLE, TN 37238 | Advisory (Plan) | $16,111 |
Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $12,785 |
NOVA 401(K) ASSOCIATES2 years Service code 13 · EIN 20-1181458 | Contract Administrator | $6,444 |
Filed as: ADVISED ASSETS GROUP Service code 23 | Insurance services | $635 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $9,975 | $52,293-80.9% | $178,490-94.4% | $73,409-86.4% |
| Participation rate | 85.6% | 65.3%+20.2pp | 81.9%+3.6pp | 72.2%+13.4pp |
| Annual return | 16.40% | 34.75%-18.3pp | 151.07%-134.7pp | 59.29%-42.9pp |
| Employer contribution / active EE | $261 | $1,735-84.9% | $5,011-94.8% | $2,234-88.3% |
| Participant deferral / active EE | $1,043 | $2,332-55.3% | $5,202-80.0% | $3,805-72.6% |
| Admin fee / account holder | $79 | $127-38.0% | $13,984-99.4% | $158-50.0% |