Filings through .
Prospera Financial Services
Matched across 18 name variants in the filings
Prospera Financial Services summary
Prospera Financial Services appears on 40 retirement plans in Form 5500 Schedule C filings through plan year 2024. Those plans hold $946M in assets for 22,435 participants. The median client plan holds $16.1M. Most client plans are sponsored in TX, IL and LA. The largest clients by plan assets are Stream Realty Partners, Baxter & Woodman, Inc. and Mizuho Orthopedic Systems, Inc. Plans reported $1.0M in direct and indirect compensation paid to Prospera Financial Services. The median is $24K per plan.
- Participants
- 22,435
- Median plan assets
- $16.1M
- Median plan participants
- 353
- Median fees per plan
- $24K
- Schedule C direct + indirect
Top 25 client plans by assets
Latest Form 5500 filing per plan through 2024
- TXParticipants 1,752
- ILParticipants 650
- CAParticipants 644
- ILParticipants 215
- Ampirical Solutions, LLC$43.9MLAParticipants 669
- Conn-Selmer, Inc.$43.7MINParticipants 915
- R&L Spring Company$30.1MWIParticipants 283
- ILParticipants 520
- First Co.$27.1MTXParticipants 535
- MIParticipants 123
- MBL (USA) Corporation$24.4MILParticipants 212
- TNParticipants 172
- TXParticipants 296
- United Chemi-Con, Inc.$21.6MILParticipants 229
- TXParticipants 486
- Tennessee Tractor, LLC$19.4MTNParticipants 391
- Retif Oil & Fuel, LLC$19.4MLAParticipants 267
- LAParticipants 419
- TXParticipants 176
- LAParticipants 648
- The Expo Group, LLC$16.1MTXParticipants 382
- Banner of N.O., L.L.C.$15.8MLAParticipants 279
- ILParticipants 353
- MOParticipants 2,342
- TXParticipants 503
Top client states
- TX16 plans
- IL9 plans
- LA6 plans
- CA2 plans
- MO2 plans
Frequently asked questions
- Who uses Prospera Financial Services?
- 40 retirement plans list Prospera Financial Services as a service provider on Schedule C of Form 5500. The largest clients by plan assets include Stream Realty Partners, Baxter & Woodman, Inc., Mizuho Orthopedic Systems, Inc, Phoenix Closures, Inc. and Ampirical Solutions, LLC. Most client plans are sponsored in TX, IL and LA.
- How many plans does Prospera Financial Services serve?
- Prospera Financial Services serves 40 retirement plans with $946M in plan assets and 22,435 participants, based on the latest Form 5500 filings through 2024.
- What does Prospera Financial Services charge?
- Plans reported $1.0M in total Schedule C compensation paid to Prospera Financial Services. The median plan paid $24K. Fees vary with plan size and the services each plan buys.
Analytics
Market position · 2024
See full Prospera Financial Services analytics with Pro. Pro is free for 7 days and then costs $49 a month.
- 5-year plans-served trajectory
- Customer-base shape
- Median fees per service
- Competitor overlap
- Plans won and lost
- Top plans by assets
Fund lineups on plans this firm keeps
Large plans that name Prospera Financial Services as recordkeeper and list their funds in their filing.
Top managers in these lineups
| Manager | Plans |
|---|---|
| Capital Group | 1 |
| Vanguard | 1 |
| Franklin Templeton | 1 |
| Invesco | 1 |
| JPMorgan | 1 |
Target-date series
| Series | Plans |
|---|---|
| American Funds Target Date | 1 |
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.