Filings through .
Filed June 16, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PROSPERA FINANCIAL SERVICES5 years Service code 22 · EIN 75-1832551 5429 LBJ FRWY, SUITE 400 · DALLAS, TX 75241 | Insurance Broker | $50,355 |
NATIONWIDE5 years Service code 64 · EIN 31-1592130 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping Fees | $33,999 |
Service code 49 · EIN 13-3180178 207 W 25TH ST FL 9 · NEW YORK, NY 10001 | Other Services | $18,143 |
Service code 22 · EIN 26-4311657 6504 BRIDGEPOINT PARKWAY, SUITE 450 · AUSTIN, TX 78730 | Insurance Broker | $1,334 |
MORNINGSTAR1 year Service code 27 · EIN 36-3297908 | Advisory (Plan) | $518 |
Filed as: VOYA RETIREMENT INSURANCE AND ANNUI Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $0 |
9 funds of $250K or more; 24 lines in all, holding $12.6M of the plan's $13.3M. From the 2024 filing. Recordkeeper: Nationwide.
Target-date series: American Funds Target Date, mutual fund, 93% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 11 vintages | $11.7M | 92.7% |
| New Perspective Fund of America Capital Group · Mutual fund | $146K | 1.2% |
| American Funds Growth Portfolio Capital Group · Mutual fund | $113K | 0.9% |
| and Income Fund Class American Funds Washington Mutual Capital Group · Mutual fund | $106K | 0.8% |
| Fidelity Investors Funds Fidelity 500 Index Fidelity (FMR) · Mutual fund Index | $82K | 0.7% |
| Income Portfolio Class American Funds Smallcap World Fund Capital Group · Mutual fund | $78K | 0.6% |
| American Funds Fundamental Investors Capital Group · Mutual fund | $49K | 0.4% |
| Capital Group American Balanced Trust Capital Group · Collective trust | $48K | 0.4% |
| American Funds Capital World Growth and Capital Group · Mutual fund | $44K | 0.3% |
| America Class American Funds Capital Income Builder Capital Group · Mutual fund | $38K | 0.3% |
Covers 70,940 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.