No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| HEALTHY ALLIANCE LIFE INS. CO. EIN 86-0257201 NONE | Account maintenance fees Service code 65 | — | $1.3M |
| BUSINESSOLVER EIN 42-1503807 NONE | Account maintenance fees Service code 65 | — | $609K |
| NISA EIN 48-1140940 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $557K |
| NUVEEN ASSET MANAGEMENT LLC EIN 27-4357327 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $477K |
| WELLINGTON ASSET MANAGEMENT NONE | Soft dollars commissions; Investment management; Investment management fees paid directly by plan Service code 28 | 280 CONGRESS ST BOSTON, MA 02210 | $456K |
| BOSTON PARTNERS EIN 98-0202744 NONE | Investment management fees paid directly by plan; Investment management; Soft dollars commissions Service code 28 | — | $327K |
| WILLIAM BLAIR INVESTMENT MANAGEMENT EIN 47-2614791 NONE | Investment management fees paid directly by plan; Soft dollars commissions; Investment management Service code 28 | — | $186K |
| WESTFIELD CAPITAL MANAGEMENT EIN 80-0175963 NONE | Soft dollars commissions; Investment management fees paid directly by plan; Investment management Service code 28 | — | $172K |
| WILLIS TOWERS WATSON LLC EIN 53-0181291 NONE | Consulting (general); Actuarial Service code 11 | — | $119K |
| THE BANK OF NEW YORK MELLON EIN 13-5160382 TRUSTEE | Trustee (bank, trust company, or similar financial institution); Other investment fees and expenses; Float revenue Service code 21 | — | $115K |
| CROWE LLP EIN 35-0921680 NONE | Accounting (including auditing) Service code 10 | — | $107K |
| EXPRESS SCRIPTS EIN 74-1420563 NONE | Account maintenance fees Service code 65 | — | $23K |
| BLACKROCK INSTL TRUST EIN 94-3112180 NONE | Investment management fees paid directly by plan; Direct payment from the plan; Trustee (discretionary); Trustee (bank, trust company, or similar financial institution); Investment management Service code 21 | — | $18K |
| AON CONSULTING EIN 22-2232264 NONE | Consulting (general) Service code 16 | — | $8K |
| MELLON INVESTMENTS EIN 25-1442864 NONE | Investment management Service code 28 | — | $7K |
| NORTHERN TRUST COMPANY EIN 36-1561860 NONE | Investment management Service code 28 | — | $5K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 0 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 9,758 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 0 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 9,758 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Life insurance | PRUDENTIAL INSURANCE COMPANY OF AMERICA | 7,606 | $8.9M |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 7,606 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Top carrier holds >85% of premium. If that carrier hits a rate increase, the entire plan moves.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.