No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| BCBS EIN 36-1236610 NONE | Recordkeeping and information management (computing, tabulating, data processing, etc.); Claims processing; Consulting (general) Service code 12 | — | $5.0M |
| ZENITH AMERICAN SOLUTIONS EIN 94-1702986 NONE | Plan Administrator; Copying and duplicating Service code 14 | PO BOX 819015 DALLAS, TX 75381 | $2.6M |
| BAKER BOTTS NONE | Legal Service code 29 | PO BOX 301251 DALLAS, TX 75303 | $523K |
| DELTA DENTAL EIN 94-2761537 NONE | Claims processing Service code 12 | — | $271K |
| UBS NONE | Custodial (securities) Service code 19 | 2155 LOUISIANA BLVD NE SUITE 10000 ALBUQUERQUE, NM 87110 | $271K |
| CONNER & WINTERS NONE | Legal Service code 29 | 808 TRAVIS STREET 23RD FLOOR HOUSTON, TX 77002 | $87K |
| SEGAL CONSULTING NONE | Consulting (general); Actuarial Service code 11 | 901 MOPAC EXPRESSWAY SOUTH BUILDING 1 SUITE 300 AUSTIN, TX 78746 | $83K |
| WELLESLY ASSET MANAGEMENT NONE | Investment management Service code 28 | 20 WILLIAM STREET SUITE 310 WELLESLY, MA 02481 | $64K |
| EDWARDS AND LEATHERS, P.C. EIN 20-8739519 NONE | Accounting (including auditing) Service code 10 | PO BOX 860 BAYTOWN, TX 77522 | $48K |
| TCW NONE | Custodial (securities) Service code 19 | 2155 LOUISIANA BLVD NE SUITE 10000 ALBUQUERQUE, NM 87110 | $47K |
| SAV-RX EIN 47-0527013 NONE | Consulting (general); Claims processing Service code 12 | — | $46K |
| WCM INVESTMENT NONE | Investment management Service code 28 | 2155 LOUISIANA BLVD NE SUITE 10000 ALBUQUERQUE, NM 87110 | $45K |
| BAHL & GAYNOR EIN 31-1297139 NONE | Investment management Service code 28 | 255 EAST FIFTH STREET SUITE 2700 CINCINNATI, OH 45202 | $41K |
| BRANDES INVESTMENT NONE | Investment management Service code 28 | 11988 EL CAMINO REAL SUITE 600 SAN DIEGO, CA 92191 | $34K |
| EATON VANCE NONE | Investment management Service code 28 | TWO INTERNATIONAL PLACE BOSTON, MA 02110 | $29K |
| KA SMID NONE | Investment management Service code 28 | 2155 LOUISIANA BLVD SE SUITE 10000 ALBUQUERQUE, NM 87110 | $26K |
| UNIPLAN NONE | Investment management Service code 28 | 2155 LOUISIANA BLVD NE SUITE 10000 ALBUQUERQUE, NM 87110 | $8K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 10,491 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 671 | Continuation coverage (COBRA, retiree health). |
| Total participants (= "Plan participants" tile) | 11,162 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Stop-loss / reinsurancereinsurance | THE UNION LABOR LIFE INSURANCE COMPANY | 7,476 | $1.4M |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 7,476 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
The primary carrier changed from prior filing. The plan is already willing to move; opportunity to re-pitch on the next cycle.
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Top carrier holds >85% of premium. If that carrier hits a rate increase, the entire plan moves.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.