No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| MELLON CAPITAL MANAGEMENT EIN 25-1442864 NONE | Direct payment from the plan; Soft dollars commissions; Investment management fees paid directly by plan; Investment management fees paid indirectly by plan; Investment management; Other services Service code 28 | — | $2.1M |
| GRANTHAM,MAYO,VAN OTTERLOO&CO (GMO) EIN 04-2691242 NONE | Investment management fees paid indirectly by plan; Soft dollars commissions; Investment management fees paid directly by plan; Investment management Service code 28 | — | $780K |
| THE BANK OF NY MELLON EIN 13-5160382 TRUSTEE | Direct payment from the plan; Custodial (other than securities); Other services; Custodial (securities); Investment management; Trustee (bank, trust company, or similar financial institution); Investment management fees paid directly by plan Service code 18 | — | $354K |
| KPMG LLP EIN 13-5565207 NONE | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $107K |
| THOMPSON HINE LLP EIN 34-0575300 NONE | Legal; Direct payment from the plan Service code 29 | — | $69K |
| MITCHELL & TITUS EIN 13-2781641 NONE | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $66K |
| JPM INVESTMENT MANAGEMENT EIN 13-3200244 NONE | Investment management; Investment advisory (plan); Investment management fees paid directly by plan Service code 27 | — | $54K |
| GOLDMAN SACHS ASSET MANAGEMENT EIN 13-3575636 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $40K |
| PARAMETRIC PORTFOLIO ASSOCIATE EIN 20-0292745 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $18K |
| BLACKROCK INSTITUTIONAL TRUST EIN 94-3112180 NONE | Investment management fees paid directly by plan; Soft dollars commissions; Trustee (discretionary); Direct payment from the plan; Investment management; Trustee (bank, trust company, or similar financial institution); Investment management fees paid indirectly by plan Service code 21 | — | $10K |
| BLOOMBERG L.P. EIN 13-3417984 NONE | Direct payment from the plan; Other services Service code 49 | — | $9K |
| MONDRIAN INVESTMENT GROUP EIN 56-2475915 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $8K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 0 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 18,540 | Continuation coverage (COBRA, retiree health). |
| Total participants (= "Plan participants" tile) | 18,540 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(17 contracts, 17 carriers) | KAISER FOUNDATION HEALTH PLAN INC, SO. CA | 1,698 | $20.9M |
| Vision(2 contracts, 2 carriers) | DAVIS VISION-HM LIFE INSURANCE COMPANY | 3,937 | $35K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 3,937 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
The primary carrier changed from prior filing. The plan is already willing to move; opportunity to re-pitch on the next cycle.
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Premium per covered life exceeds 2× the peer median for this NAICS + size cohort. Either richly-funded plan or struggling with a bad rate.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.