No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| MELLON CAPITAL MANAGEMENT EIN 25-1442864 NONE | Investment management fees paid directly by plan; Other services; Investment management; Direct payment from the plan; Soft dollars commissions; Investment management fees paid indirectly by plan Service code 28 | — | $1.1M |
| BLACKROCK INSTITUTIONAL TRUST EIN 94-3112180 NONE | Trustee (bank, trust company, or similar financial institution); Trustee (discretionary); Investment management fees paid directly by plan; Investment management; Direct payment from the plan Service code 21 | — | $404K |
| GRANTHAM, MAYO, VAN OTTERLOO & CO EIN 04-2691242 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $363K |
| THE BANK OF NY MELLON EIN 13-5160382 NONE | Investment management; Custodial (other than securities); Direct payment from the plan; Custodial (securities); Trustee (bank, trust company, or similar financial institution); Other services; Float revenue; Investment management fees paid indirectly by plan; Investment management fees paid directly by plan Service code 18 | — | $321K |
| GOLDMAN SACHS ASSET MANAGEMENT EIN 13-3575636 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $308K |
| ROBECO INVESTMENT MANAGEMENT EIN 98-0202744 NONE | Investment management fees paid directly by plan; Securities brokerage commissions and fees; Investment management; Other investment fees and expenses; Investment management fees paid indirectly by plan Service code 28 | — | $301K |
| JACOBS LEVY EQUITY MANAGEMENT EIN 22-2774695 NONE | Investment management fees paid directly by plan; Investment management fees paid indirectly by plan; Investment management; Soft dollars commissions Service code 28 | — | $229K |
| WESTERN ASSET MANAGEMENT CO (WAMCO) EIN 95-2705767 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $107K |
| LOOMIS SAYLES & COMPANY EIN 04-3200030 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $106K |
| MONDRIAN INVESTMENT GROUP EIN 56-2475915 NONE | Investment management fees paid indirectly by plan; Soft dollars commissions; Investment management; Investment management fees paid directly by plan Service code 28 | — | $88K |
| BRANDES INVESTMENT PARTNERS EIN 33-0704072 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $85K |
| JPM INVESTMENT MANAGEMENT EIN 13-3200244 NONE | Soft dollars commissions; Investment management; Investment advisory (plan); Investment management fees paid indirectly by plan; Investment management fees paid directly by plan Service code 27 | — | $79K |
| THOMPSON HINE LLP EIN 34-0575300 NONE | Legal; Direct payment from the plan Service code 29 | — | $56K |
| PACIFIC INVESTMENT MANAGEMENT CO. EIN 33-0629048 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $41K |
| MITCHELL & TITUS, LLP EIN 13-2781641 NONE | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $34K |
| PARAMETRIC PORTFOLIO ASSOCIATE EIN 20-0292745 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $34K |
| ALLIANCE BERNSTEIN LP EIN 13-4064930 NONE | Investment management; Investment management fees paid indirectly by plan; Investment management fees paid directly by plan; Soft dollars commissions Service code 28 | — | $25K |
| KPMG LLP EIN 13-5565207 NONE | Accounting (including auditing); Direct payment from the plan Service code 10 | — | $20K |
| GAMCO ASSET MANAGEMENT INC. EIN 13-4044521 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $17K |
| FACTSET RESEARCH SYSTEMS, INC EIN 13-3362547 NONE | Other services; Direct payment from the plan Service code 49 | — | $14K |
| AON HEWITT INVESTMENT EIN 36-3109431 NONE | Direct payment from the plan; Consulting (general) Service code 16 | — | $12K |
| COVINGTON & BURLING LLP EIN 53-0188411 NONE | Legal; Direct payment from the plan Service code 29 | — | $10K |
| BLOOMBERG L.P. EIN 13-3417984 NONE | Direct payment from the plan; Other services Service code 49 | — | $8K |
| THE NORTHERN TRUST COMPANY EIN 36-1561860 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $6K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 0 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 20,224 | Continuation coverage (COBRA, retiree health). |
| Total participants (= "Plan participants" tile) | 20,224 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(20 contracts, 20 carriers) | HEALTH NET (HMO CA) | 1,782 | $24.1M |
| Vision(2 contracts, 2 carriers) | DAVIS VISION-HM LIFE INSURANCE COMPANY | 4,176 | $41K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 4,176 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Premium per covered life exceeds 2× the peer median for this NAICS + size cohort. Either richly-funded plan or struggling with a bad rate.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.
Schedule A presence shifted between filings (insured ↔ self-funded, or new contracts added/removed). Capture the transition window.