No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| MELLON CAPITAL MANAGEMENT EIN 25-1442864 NONE | Investment management; Investment management fees paid indirectly by plan; Other services; Investment management fees paid directly by plan; Direct payment from the plan; Soft dollars commissions Service code 28 | — | $1.6M |
| GRANTHAM,MAYO,VAN OTTERLOO&CO (GMO) EIN 04-2691242 NONE | Investment management fees paid directly by plan; Investment management fees paid indirectly by plan; Soft dollars commissions; Investment management Service code 28 | — | $573K |
| THE BANK OF NY MELLON EIN 13-5160382 NONE | Direct payment from the plan; Other services; Custodial (securities); Investment management fees paid directly by plan; Investment management; Trustee (bank, trust company, or similar financial institution); Custodial (other than securities) Service code 18 | — | $366K |
| BLACKROCK INSTITUTIONAL TRUST EIN 94-3112180 NONE | Direct payment from the plan; Investment management fees paid indirectly by plan; Trustee (bank, trust company, or similar financial institution); Investment management fees paid directly by plan; Soft dollars commissions; Trustee (discretionary); Investment management Service code 21 | — | $202K |
| GOLDMAN SACHS ASSET MANAGEMENT EIN 13-3575636 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $195K |
| ROBECO INVESTMENT MANAGEMENT EIN 98-0202744 NONE | Investment management; Other investment fees and expenses; Securities brokerage commissions and fees; Investment management fees paid directly by plan; Investment management fees paid indirectly by plan Service code 28 | — | $185K |
| JACOBS LEVY EQUITY MANAGEMENT EIN 22-2774695 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $129K |
| KPMG LLP EIN 13-5565207 NONE | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $80K |
| THOMPSON HINE LLP EIN 34-0575300 NONE | Legal; Direct payment from the plan Service code 29 | — | $64K |
| WESTERN ASSET MANAGEMENT CO (WAMCO) EIN 95-2705767 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $52K |
| MITCHELL & TITUS EIN 13-2781641 NONE | Accounting (including auditing); Direct payment from the plan Service code 10 | — | $49K |
| COMPSYCH | Contract Administrator; Other insurance fees and expenses Service code 13 | — | $37K |
| JPM INVESTMENT MANAGEMENT EIN 13-3200244 NONE | Investment management; Investment advisory (plan); Investment management fees paid directly by plan Service code 27 | — | $34K |
| PARAMETRIC PORTFOLIO ASSOCIATE EIN 20-0292745 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $27K |
| LOOMIS SAYLES & COMPANY EIN 04-3200030 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $16K |
| GAMCO ASSET MANAGEMENT INC. EIN 13-4044521 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $14K |
| GENESIS ASSET MANAGERS LLP EIN 98-0452769 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $13K |
| AON HEWITT INVESTMENT EIN 36-3109431 NONE | Consulting (general); Direct payment from the plan Service code 16 | — | $11K |
| BLOOMBERG LP EIN 13-3417984 NONE | Other services; Direct payment from the plan Service code 49 | — | $10K |
| ALLIANCE BERNSTEIN LP EIN 13-4064930 NONE | Investment management; Investment management fees paid directly by plan; Soft dollars commissions; Investment management fees paid indirectly by plan Service code 28 | — | $8K |
| MONDRIAN INVESTMENT GROUP EIN 56-2475915 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $7K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 0 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 19,412 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 0 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 19,412 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(19 contracts, 19 carriers) | HEALTH NET (HMO CA) | 1,734 | $22.2M |
| Vision | DAVIS VISION-HM LIFE INSURANCE COMPANY | 4,063 | $33K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 4,063 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Premium per covered life exceeds 2× the peer median for this NAICS + size cohort. Either richly-funded plan or struggling with a bad rate.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.