Retirement plan

HAWAII PACIFIC HEALTH SAVINGS PLAN

Name: HAWAII PACIFIC HEALTH - HAWAII PACIFIC HEALTH SAVINGS PLAN (2016) Form 5500
Creator: HAWAII PACIFIC HEALTH
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, HAWAII PACIFIC HEALTH SAVINGS PLAN, HAWAII PACIFIC HEALTH

HAWAII PACIFIC HEALTHEIN 99-0246363Plan #009PY 2016

55 MERCHANT STREET, 25TH FLOOR - HONOLULU, HI 96813808-535-7552

Other plans on this EIN

2 filings

#001Retirement-$358.8M assets #010Retirement-$109.8M assets

Prospect flagsCorrective distributions

Top hat statement on fileNQDC

Filed October 28, 2010 (most recent of 4 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$667.9M

+16.9% from 2015

Total participants

9,219

+4.9% from 2015

Average account balance

$74,126

+10.0% from 2015

Annual return

9.53%

+10.39 pp from 2015

Benchmarks

See 236 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants5,000-9,999

Cohort236 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.53B

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$151K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

10,093

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

95.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$88.19M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$12K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.73%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$166

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 7 by compensation

Provider	Service type	Compensation
TRANSAMERICA RETIREMENT SOLUTIONS2+ years Service code 12 · EIN 13-3689044	Float revenue; Recordkeeping fees; Di...	$939,786
PIMCO FUNDS1 year Filed as: MOSAIC PACIFIC INVESTMENT ADVISORS Service code 33 · EIN 46-3499420	Securities brokerage commissions and ...	$176,233
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY Service code 16 · EIN 26-4310632	Consulting	$124,000
JP MORGAN INVESTMENT MANAGEMENT INC2+ years Filed as: HANLON INVESTMENT MANAGEMENT Service code 33 · EIN 22-3723068	Securities brokerage commissions and ...	$14,692
LEE FINANCIAL GROUP HAWAII INC2+ years Service code 33 · EIN 99-0263125	Securities brokerage; Securities brok...	$10,359
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782	Securities brokerage commissions and ...	$4,250
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567	Securities brokerage commissions and ...	$0

Plan features & details

Pension benefit codes2F2G2L2M2R3H2T

Plan features

2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2L
Code section 403(b)(1) arrangement
Plan uses a Code section 403(b)(1) annuity contract as a funding vehicle.
2M
Code section 403(b)(7) accounts
Plan uses Code section 403(b)(7) custodial accounts as a funding vehicle.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$1.1M

$160 / participant

Investment mgmt$124K11.7%
Other / not subdivided$940K88.3%

% of EOY assets

0.159%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: ERNST & YOUNG LLP
Auditor EIN: 346565596
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$74,126

$43,110+71.9%

$156,551-52.7%

$65,292+13.5%

Participation rate

96.9%

69.3%+27.5pp

84.0%+12.8pp

72.4%+24.4pp

Annual return

9.53%

11.24%-1.7pp

32.23%-22.7pp

11.84%-2.3pp

Employer contribution / active EE

$3,507

$1,702+106.1%

$5,501-36.2%

$2,302+52.4%

Participant deferral / active EE

$6,219

$2,520+146.8%

$4,871+27.7%

$3,579+73.8%

Admin fee / account holder

$118

$47+150.0%

$13,028-99.1%

$57+105.9%

Provider

Service type

Compensation

TRANSAMERICA RETIREMENT SOLUTIONS2+ years

Service code 12 · EIN 13-3689044

Float revenue; Recordkeeping fees; Di...

$939,786

PIMCO FUNDS1 year

Filed as: MOSAIC PACIFIC INVESTMENT ADVISORS

Service code 33 · EIN 46-3499420

Securities brokerage commissions and ...

$176,233

MORGAN STANLEY SMITH BARNEY2+ years

Filed as: MORGAN STANLEY

Service code 16 · EIN 26-4310632

Consulting

$124,000

JP MORGAN INVESTMENT MANAGEMENT INC2+ years

Filed as: HANLON INVESTMENT MANAGEMENT

Service code 33 · EIN 22-3723068

Securities brokerage commissions and ...

$14,692

LEE FINANCIAL GROUP HAWAII INC2+ years

Service code 33 · EIN 99-0263125

Securities brokerage; Securities brok...

$10,359

CHARLES SCHWAB & CO., INC.2+ years

Service code 33 · EIN 94-1737782

Securities brokerage commissions and ...

$4,250

NATIONAL FINANCIAL SERVICES2+ years

Service code 33 · EIN 04-3523567

Securities brokerage commissions and ...

HAWAII PACIFIC HEALTH SAVINGS PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

HAWAII PACIFIC HEALTH SAVINGS PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion