Filed October 28, 2010 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Claims processing... | $939,786 |
PIMCO FUNDS1 year Filed as: MOSAIC PACIFIC INVESTMENT ADVISORS Service code 33 · EIN 46-3499420 | Securities brokerage commissions and ... | $176,233 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY Service code 16 · EIN 26-4310632 | Consulting | $124,000 |
Filed as: HANLON INVESTMENT MANAGEMENT Service code 33 · EIN 22-3723068 | Securities brokerage; Securities brok... | $14,692 |
LEE FINANCIAL GROUP HAWAII INC2+ years Service code 33 · EIN 99-0263125 | Securities brokerage; Securities brok... | $10,359 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $4,250 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $74,126 | $43,110+71.9% | $156,551-52.7% | $65,292+13.5% |
| Participation rate | 96.9% | 69.3%+27.5pp | 84.0%+12.8pp | 72.4%+24.4pp |
| Annual return | 9.53% | 11.24%-1.7pp | 32.23%-22.7pp | 11.84%-2.3pp |
| Employer contribution / active EE | $3,507 | $1,702+106.1% | $5,501-36.2% | $2,302+52.4% |
| Participant deferral / active EE | $6,219 | $2,520+146.8% | $4,871+27.7% | $3,579+73.8% |
| Admin fee / account holder | $118 | $47+150.0% | $13,028-99.1% | $57+105.9% |