Filed October 28, 2010 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $1,025,171 |
PIMCO FUNDS1+ years Filed as: MOSAIC PACIFIC INVESTMENT ADVI Service code 33 · EIN 46-3499420 | Securities brokerage; Securities brok... | $152,467 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY Service code 16 · EIN 26-4310632 | Consulting | $91,702 |
LEE FINANCIAL GROUP HAWAII INC1+ years Service code 33 · EIN 99-0263125 | Securities brokerage; Securities brok... | $14,131 |
Filed as: HANLON INVESTMENT MANAGEMENT Service code 33 · EIN 22-3723068 | Securities brokerage commissions and ... | $11,991 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $2,059 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,373 | $63,964+5.3% | $147,618-54.4% | $67,505-0.2% |
| Participation rate | 95.4% | 68.6%+26.8pp | 84.6%+10.8pp | 71.2%+24.2pp |
| Annual return | -0.86% | 9.05%-9.9pp | 61.98%-62.8pp | 6.52%-7.4pp |
| Employer contribution / active EE | $2,583 | $1,618+59.6% | $5,564-53.6% | $2,173+18.9% |
| Participant deferral / active EE | $5,662 | $2,589+118.7% | $4,895+15.7% | $3,597+57.4% |
| Admin fee / account holder | $132 | $43+208.3% | $11,612-98.9% | $56+134.9% |