Retirement plan

HAWAII PACIFIC HEALTH SAVINGS PLAN

Name: HAWAII PACIFIC HEALTH - HAWAII PACIFIC HEALTH SAVINGS PLAN (2017) Form 5500
Creator: HAWAII PACIFIC HEALTH
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, HAWAII PACIFIC HEALTH SAVINGS PLAN, HAWAII PACIFIC HEALTH

HAWAII PACIFIC HEALTHEIN 99-0246363Plan #009PY 2017

55 MERCHANT STREET, 25TH FLOOR - HONOLULU, HI 96813808-535-7552

Other plans on this EIN

2 filings

#001Retirement-$396.7M assets #010Retirement-$118.1M assets

Prospect flagsCorrective distributions

Top hat statement on fileNQDC

Filed October 28, 2010 (most recent of 4 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$817.4M

+22.4% from 2016

Total participants

9,266

+0.5% from 2016

Average account balance

$89,161

+20.3% from 2016

Annual return

17.01%

+7.48 pp from 2016

Benchmarks

See 231 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants5,000-9,999

Cohort231 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.53B

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$151K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

10,093

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

95.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$88.19M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$12K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.73%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$166

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 8 by compensation

Provider	Service type	Compensation
TRANSAMERICA RETIREMENT SOLUTIONS3+ years Service code 12 · EIN 13-3689044	Account maintenance fees; Sales loads...	$983,200
PIMCO FUNDS2 years Filed as: MOSAIC PACIFIC INVESTMENT ADVISORS Service code 33 · EIN 46-3499420	Securities brokerage commissions and ...	$214,401
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY Service code 16 · EIN 26-4310632	Consulting	$87,008
LEE FINANCIAL GROUP HAWAII INC3+ years Service code 33 · EIN 99-0263125	Securities brokerage; Securities brok...	$20,857
JP MORGAN INVESTMENT MANAGEMENT INC3+ years Filed as: HANLON INVESTMENT MANAGEMENT Service code 33 · EIN 22-3723068	Securities brokerage commissions and ...	$15,287
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782	Securities brokerage commissions and ...	$2,983
MID ATLANTIC CAPITAL CORPORATION3+ years Service code 33 · EIN 25-1409618	Securities brokerage; Securities brok...	$0
NATIONAL FINANCIAL SERVICES3+ years Service code 19 · EIN 04-3523567	Securities Custodian	$0

Plan features & details

Pension benefit codes2F2G2L2M2R3H2T

Plan features

2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2L
Code section 403(b)(1) arrangement
Plan uses a Code section 403(b)(1) annuity contract as a funding vehicle.
2M
Code section 403(b)(7) accounts
Plan uses Code section 403(b)(7) custodial accounts as a funding vehicle.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$1.1M

$157 / participant

Investment mgmt$87K8.1%
Other / not subdivided$983K91.9%

% of EOY assets

0.131%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: ERNST & YOUNG, LLP
Auditor EIN: 346565596
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$89,161

$48,835+82.6%

$170,439-47.7%

$177,276-49.7%

Participation rate

98.6%

72.1%+26.5pp

83.6%+15.0pp

74.8%+23.7pp

Annual return

17.01%

19.44%-2.4pp

205.94%-188.9pp

21.25%-4.2pp

Employer contribution / active EE

$2,820

$1,798+56.8%

$5,433-48.1%

$2,479+13.8%

Participant deferral / active EE

$6,177

$2,757+124.0%

$4,939+25.1%

$3,881+59.2%

Admin fee / account holder

$117

$52+124.7%

$13,881-99.2%

$154-24.2%

Provider

Service type

Compensation

TRANSAMERICA RETIREMENT SOLUTIONS3+ years

Service code 12 · EIN 13-3689044

Account maintenance fees; Sales loads...

$983,200

PIMCO FUNDS2 years

Filed as: MOSAIC PACIFIC INVESTMENT ADVISORS

Service code 33 · EIN 46-3499420

Securities brokerage commissions and ...

$214,401

MORGAN STANLEY SMITH BARNEY3+ years

Filed as: MORGAN STANLEY

Service code 16 · EIN 26-4310632

Consulting

$87,008

LEE FINANCIAL GROUP HAWAII INC3+ years

Service code 33 · EIN 99-0263125

Securities brokerage; Securities brok...

$20,857

JP MORGAN INVESTMENT MANAGEMENT INC3+ years

Filed as: HANLON INVESTMENT MANAGEMENT

Service code 33 · EIN 22-3723068

Securities brokerage commissions and ...

$15,287

CHARLES SCHWAB & CO., INC.3+ years

Service code 33 · EIN 94-1737782

Securities brokerage commissions and ...

$2,983

MID ATLANTIC CAPITAL CORPORATION3+ years

Service code 33 · EIN 25-1409618

Securities brokerage; Securities brok...

NATIONAL FINANCIAL SERVICES3+ years

Service code 19 · EIN 04-3523567

Securities Custodian

HAWAII PACIFIC HEALTH SAVINGS PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

HAWAII PACIFIC HEALTH SAVINGS PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion