Filed October 28, 2010 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant communication; Recordkeep... | $983,200 |
PIMCO FUNDS2 years Filed as: MOSAIC PACIFIC INVESTMENT ADVISORS Service code 33 · EIN 46-3499420 | Securities brokerage; Securities brok... | $214,401 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY Service code 16 · EIN 26-4310632 | Consulting | $87,008 |
LEE FINANCIAL GROUP HAWAII INC3+ years Service code 33 · EIN 99-0263125 | Securities brokerage commissions and ... | $20,857 |
Filed as: HANLON INVESTMENT MANAGEMENT Service code 33 · EIN 22-3723068 | Securities brokerage; Securities brok... | $15,287 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $2,983 |
MID ATLANTIC CAPITAL CORPORATION3+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 19 · EIN 04-3523567 | Securities Custodian | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,161 | $48,835+82.6% | $170,435-47.7% | $177,276-49.7% |
| Participation rate | 98.6% | 72.1%+26.5pp | 83.6%+15.0pp | 74.8%+23.7pp |
| Annual return | 17.01% | 19.44%-2.4pp | 205.94%-188.9pp | 21.25%-4.2pp |
| Employer contribution / active EE | $2,820 | $1,798+56.8% | $5,432-48.1% | $2,479+13.8% |
| Participant deferral / active EE | $6,177 | $2,757+124.0% | $4,939+25.1% | $3,881+59.2% |
| Admin fee / account holder | $117 | $52+124.7% | $13,881-99.2% | $154-24.2% |