Filed November 19, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSUR CO Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $29,780 |
LPL FINANCIAL3 years Service code 27 PO BOX 502533 · SAN DIEGO, CA 92150 | Advisory (Plan) | $21,000 |
SUEMORI & INOUYE, INC.7 years Service code 17 · EIN 99-0242337 | Pension Consulting | $18,043 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,364 | $46,292-12.8% | $143,757-71.9% | $64,808-37.7% |
| Participation rate | 55.9% | 64.2%-8.3pp | 80.3%-24.4pp | 71.5%-15.5pp |
| Annual return | -12.36% | -10.05%-2.3pp | -0.04%-12.3pp | 32.82%-45.2pp |
| Employer contribution / active EE | $670 | $1,910-64.9% | $4,951-86.5% | $2,506-73.3% |
| Participant deferral / active EE | $1,998 | $2,646-24.5% | $5,637-64.6% | $4,310-53.7% |
| Admin fee / account holder | $278 | $154+80.6% | $14,673-98.1% | $188+47.9% |