Filed November 19, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: COMMONWEALTH EQUITY SERVICES LLC Service code 27 29 SAWYER RD · WALTHAM, MA 02453 | Advisory (Plan) | $17,500 |
Filed as: GREAT-WEST LIFE & ANNUITY INSUR CO Service code 64 8515 EAST ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $13,357 |
Filed as: VOYA RETIREMENT INSUR & ANNUITY CO Service code 15 · EIN 71-0294708 | Recordkeeping | $10,000 |
SUEMORI & INOUYE, INC.5 years Service code 17 · EIN 99-0242337 | Pension Consulting | $8,483 |
LPL FINANCIAL1 year Service code 27 PO BOX 802533 · SAN DIEGO, CA 921502533 | Advisory (Plan) | $3,500 |
Filed as: ADVISED ASSETS GROUP LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $605 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,283 | $52,293-23.0% | $178,490-77.4% | $73,409-45.1% |
| Participation rate | 55.8% | 65.3%-9.5pp | 81.9%-26.1pp | 72.2%-16.4pp |
| Annual return | 10.84% | 34.75%-23.9pp | 151.07%-140.2pp | 59.29%-48.5pp |
| Employer contribution / active EE | $564 | $1,735-67.5% | $5,011-88.7% | $2,234-74.7% |
| Participant deferral / active EE | $1,684 | $2,332-27.8% | $5,202-67.6% | $3,805-55.7% |
| Admin fee / account holder | $221 | $127+73.8% | $13,984-98.4% | $158+40.2% |