Filed December 10, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 6-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $1,020,543 |
MMA SECURITIES LLC2 years Service code 27 PO BOX 9497 · NEW YORK, NY 10087 | Advisory (Plan) | $181,816 |
MOSS ADAMS LLP6+ years Service code 27 · EIN 91-0189318 | Advisory (Plan) | $70,000 |
BAKER TILLY US, LLP1 year Filed as: BAKER TILLY US LLP Service code 27 · EIN 39-0859910 | Advisory (Plan) | $19,250 |
Filed as: QDRO CONSULTANTS Service code 16 · EIN 34-1820650 | Consulting | $500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,697 | $117,739-34.9% | $53,898+42.3% | $117,739-34.9% |
| Participation rate | 41.8% | 76.6%-34.9pp | 55.0%-13.2pp | 76.6%-34.9pp |
| Annual return | 21.43% | 17.29%+4.1pp | 528.60%-507.2pp | 17.29%+4.1pp |
| Employer contribution / active EE | $1,124 | $3,746-70.0% | $932+20.6% | $3,746-70.0% |
| Participant deferral / active EE | $446 | $6,128-92.7% | $1,826-75.6% | $6,128-92.7% |
| Admin fee / account holder | $237 | $112+111.6% | $2,491-90.5% | $112+111.6% |