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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CAPFINANCIAL PARTNERS, LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $33,750 |
Service code 27 · EIN 47-1411118 | Advisory (Plan) | $30,379 |
Filed as: GREAT WEST LIFE INS. CO. Service code 52 · EIN 84-0467907 | Indirect Investment Fees | $28,379 |
AB FUNDS3 years Service code 52 · EIN 13-4071393 | Indirect Investment Fees | $0 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
COLUMBIA2 years Service code 52 · EIN 94-1687665 | Indirect Investment Fees | $0 |
FRANKLIN TEMPLETON2 years Filed as: FRANKLINTEMPLETON Service code 52 · EIN 13-3151768 | Indirect Investment Fees | $0 |
Filed as: GREAT WEST LIFE & ANNUITY INS. CO. Service code 52 | Indirect Investment Fees | $0 |
Filed as: GREAT WEST LIFE & ANNUITY INSURANCE Service code 49 · EIN 84-0467907 | Other Services | $0 |
INVESCO3 years Service code 52 · EIN 13-2649093 | Indirect Investment Fees | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,745 | $108,617-45.9% | $108,405-45.8% | $93,010-36.8% |
| Participation rate | 81.6% | 83.1%-1.5pp | 80.1%+1.5pp | 73.9%+7.7pp |
| Annual return | 16.12% | 21.63%-5.5pp | 905.55%-889.4pp | 158.70%-142.6pp |
| Employer contribution / active EE | $650 | $3,249-80.0% | $3,559-81.7% | $2,705-76.0% |
| Participant deferral / active EE | $5,189 | $7,885-34.2% | $6,563-20.9% | $4,561+13.8% |
| Admin fee / account holder | $62 | $94-33.3% | $7,297-99.1% | $152-58.8% |