Filed July 26, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $17,184 |
PENSION ASSURANCE LLP2 years Service code 10 20335 VENTURA BLVD STE 305 · WOODLAND HILLS, CA 91364 | Accounting | $11,000 |
Service code 99 8400 WESTPARK DR · MCLEAN, VA 22102 | Other Fees | $6,678 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,999 |
CAPFINANCIAL PARTNERS LLC3 years Filed as: CAPFINANCIAL PARTNERS LLC DBA CAPTR Service code 99 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Other Fees | $1,113 |
Service code 99 12 GILL ST STE 2600 · WOBURN, MA 01801 | Other Fees | $696 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,477 | $49,451+64.8% | $79,580+2.4% | $66,938+21.7% |
| Participation rate | 54.4% | 61.3%-7.0pp | 69.5%-15.1pp | 69.8%-15.4pp |
| Annual return | -16.86% | 84.25%-101.1pp | 0.15%-17.0pp | 1.58%-18.4pp |
| Employer contribution / active EE | $2,871 | $1,266+126.8% | $2,413+19.0% | $2,545+12.8% |
| Participant deferral / active EE | $5,742 | $3,159+81.8% | $3,985+44.1% | $4,238+35.5% |
| Admin fee / account holder | $498 | $595-16.2% | $6,835-92.7% | $594-16.0% |