Filed April 28, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $123,655 |
Filed as: MMA SECURITES LLC Service code 27 · EIN 22-3570392 | Advisory (Plan) | $46,830 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,647 | $47,163+5.3% | $149,696-66.8% | $74,460-33.3% |
| Participation rate | 67.7% | 63.4%+4.2pp | 78.8%-11.1pp | 70.7%-3.1pp |
| Annual return | 25.78% | 22.75%+3.0pp | 134.46%-108.7pp | 34.38%-8.6pp |
| Employer contribution / active EE | $1,403 | $1,907-26.4% | $4,821-70.9% | $2,638-46.8% |
| Participant deferral / active EE | $4,392 | $2,730+60.9% | $5,682-22.7% | $4,530-3.0% |
| Admin fee / account holder | $224 | $343-34.7% | $13,212-98.3% | $348-35.6% |