Filed April 28, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $90,190 |
Filed as: MMA SECURITES LLC Service code 27 · EIN 22-3570392 | Advisory (Plan) | $36,467 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,255 | $52,293-19.2% | $178,503-76.3% | $73,412-42.4% |
| Participation rate | 73.2% | 65.3%+7.9pp | 81.9%-8.7pp | 72.2%+1.1pp |
| Annual return | 17.20% | 34.75%-17.6pp | 151.12%-133.9pp | 59.30%-42.1pp |
| Employer contribution / active EE | $1,145 | $1,736-34.1% | $5,011-77.2% | $2,234-48.7% |
| Participant deferral / active EE | $3,587 | $2,333+53.7% | $5,202-31.1% | $3,806-5.8% |
| Admin fee / account holder | $207 | $127+62.2% | $13,987-98.5% | $158+30.9% |